Karl Dines: 10 years since FG11/5 and its applications now

Time just marches on

Karl Dines: "It's a great publication, but the use of unambiguous language made it a difficult read. The regulator did not prescribe what route a firm should take, but gave guidance with the aim of working towards good client outcomes, and FG11/5 was the ‘risk' bit."
Karl Dines: "It's a great publication, but the use of unambiguous language made it a difficult read. The regulator did not prescribe what route a firm should take, but gave guidance with the aim of working towards good client outcomes, and FG11/5 was the ‘risk' bit."
  • Karl Dines
  • LinkedIn  
0 Comments

Karl Dines looks back at the seminal moments of 2011 including such things as a royal wedding, massive EU economic bailouts and the publication of finalised guidance on assessing suitability...

Time just marches on. In April 2011, an estimated two billion people watched the wedding of Prince William and Catherine Middleton at Westminster Abbey. In the financial world, the European Union agreed...

More on Regulation

More news