Chris Davies: Competence, conduct and culture
SM&CR deadline 31 March 2021
Chris Davies: "We should not take our eye off the SM&CR competence and conduct ball."
With the Financial Conduct Authority (FCA) extending its Senior Managers and Certification Regime (SM&CR) implementation deadlines for solo-regulated firms from 9 December 2020 to 31 March 2021, Chris Davies explains why firms can't take their foot off the SM&CR pedal...
The changes that accompany the FCA's extended SM&CR deadline are: The date the conduct rules go into effect for employees who are not senior managers, certification staff or board directors; The...
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