Image:
Chris Davies: "Clients will trust a firm that knows its strengths and builds a strategy to counter its weaknesses."
The FCA's accountability regime means advisers must now constantly prove they have their finger on the pulse of their businesses' competence, conduct and profitability, writes Chris Davies
With the retail investment adviser (RIA) market now under severe scrutiny through the FCA's accountability regime, the regulator's latest Data Bulletin focused on 2018 Retail Mediation Activities Return-driven...
To continue reading this article...
Join Professional Adviser
- Unlimited access to real-time news, industry insights and market intelligence.
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters.
- Make smart business decisions with the latest developments in regulation, investing retirement and protection.
- Tap into our community intellignece through our regular Pro Adviser poll.
- Be the first to hear about our events and awards programmes.
