The FCA's accountability regime means advisers must now constantly prove they have their finger on the pulse of their businesses' competence, conduct and profitability, writes Chris Davies
With the retail investment adviser (RIA) market now under severe scrutiny through the FCA's accountability regime, the regulator's latest Data Bulletin focused on 2018 Retail Mediation Activities Return-driven...
Covid-19 and cognitive decline
Positive and negative emotions
Maximum 30% of redress
Third Covid-19 resilience survey sent to advisers
Rise in clone scams
Almost three-quarters generated positive returns
Integration of Charles Derby and Lighthouse
Which firms made the shortlist?
Entered administration in April 2020
Cuts fees across multi-manager range