As we approach the halfway point of the year, explains Stephen Whitfield, financial firms should already have a clear understanding of their classification and the steps they need to take to comply with the SM&CR
This December will see the introduction of the Senior Managers and Certification Regime (SM&CR) as part of the FCA's drive to improve governance and deter misconduct in the financial services sector...
Defer to 2021/2022
FCA offers response to column
GABRIEL and furloughing
UK investors lost hundreds of thousands of pounds
Lifts advisers to seven
Income from advice fees down