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Richard Nuttall: "SM&CR is not just Approved Persons by another name and should not be dismissed as such."
With the SM&CR coming into effect in December, Richard Nuttall kicks off a series of plain English guidance for firms in the run-up to implementation and, first of all, considers the impact for sole traders
One of the more common questions we receive from business owners since publication of the Senior Managers and Certification Regime (SM&CR) is whether, as a sole trader business, they will be affected,...
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