Sean Kulan: How prepared are solo-regulated firms for SM&CR?

9 December 2019 deadline

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Sean Kulan: "SM&CR is a giant step in the right direction towards a world of consistent good governance, secure markets and better customer outcomes."
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Sean Kulan: "SM&CR is a giant step in the right direction towards a world of consistent good governance, secure markets and better customer outcomes."

On 9 December 2019, the Senior Managers & Certification Regime (SM&CR) will be extended to cover all solo-regulated firms, impacting almost 47,000 businesses nationwide, writes Sean Kulan.

This final phase of the regime will see a broad range of firms coming into scope, from the very smallest businesses - including sole traders and limited permission consumer credit companies - through to...

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