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Tim Sargisson: "This particular CF3 hopes firms will understand the obligations the Senior Managers regime entails and ensure advisers who give bad advice are unable to find a home."
There is genuine concern some advisers are swerving their responsibilities after giving poor advice, writes Tim Sargisson, but also evidence of firms rising from the ashes of failed advice businesses
My sole motivation for writing this piece is to try and make a modest contribution towards improving how, as advisers, we engage with our customers - and thus improve the customer experience. At Sandringham,...
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