Aileen Lynch: Daring to be different - the evolution of 'non-mainstream'

‘Non-mainstream' does not always equal ‘high-risk'

clock • 4 min read

It is essential all independent advisers understand which of their clients could benefit from 'non-mainstream' investments, says Aileen Lynch, and therefore also the FCA's guidance on advising in this area

As you will be aware, since the implementation of the Retail Distribution Review, it has been a requirement for firms and advisers who refer to themselves as independent to demonstrate they have taken an unbiased and unrestricted view of the relevant market before making a client recommendation. For many advisers, this means they are having to find ways to increase their knowledge on a range of products and investments that may be reasonably new to them. We are in the process of running a series of non-mainstream events for our client firms and, at this halfway point, I thought it wou...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA's Sadan: SDR will help restore 'trust and integrity' in sector

FCA's Sadan: SDR will help restore 'trust and integrity' in sector

Sacha Sadan was speaking at the annual Amundi conference

Cristian Angeloni
clock 01 May 2024 • 3 min read
FCA capital redress expectations: The road ahead for advisers

FCA capital redress expectations: The road ahead for advisers

What’s expected of advisers and the timelines to work to

Linda Gibson
clock 29 April 2024 • 4 min read
FCA dismisses British Steel complaints after lengthy investigation

FCA dismisses British Steel complaints after lengthy investigation

Regulator acknowledges decision will be ‘disappointing’ for complainants

Jenna Brown
clock 22 April 2024 • 2 min read