Financial advisers have faced sanctions from the Chartered Insurance Institute, as the professional body published a series of disciplinary decisions covering advisers and insurance professionals.
Recent disciplinary cases included financial planner Dylan Ellis, who was reprimanded after the CII found that he had sent two emails containing offensive and abusive language while he was a member of the institute. Ellis, who is based in Essex, began his career in financial advice in 2017 and later qualified with the CII Diploma in Regulated Financial Planning. The CII determined that Ellis' conduct breached its Code of Ethics, which requires members to maintain high standards of integrity, respect and professionalism in their dealings with others. Ellis accepted a consensual order u...
To continue reading this article...
Join Professional Adviser for free
Signup and gain exclusive members-only insights
- Unlimited access to real-time news, industry insights and market intelligence
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters
- Make smart business decisions with the latest developments in regulation, investing retirement and protection
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes
