Advice firm Holborn Assets under FSCS investigation

Advisory firm went into administration in October this year

Jenna Brown
clock • 1 min read

Holborn Assets, a financial advice firm, has been placed under investigation by the Financial Services Compensation Scheme (FSCS).

The compensation body said its investigation started today (4 December) and followed the advice firm falling into administration on 24 October. It was authorised in February 2015, according to a notice on the FSCS's website. Holborn Assets, listed on the Financial Services Register under 648817, has several other trading names linked to a Brighton address. These include Global UK Wealth, James Parker Financial and Neo Financial Planning. The FSCS said it was now considering claims against the firm. It said all claims would be assessed on a case-by-case basis, to determine whether t...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Why well-run advice firms still shoulder an unfair FSCS burden - and what needs to change

Why well-run advice firms still shoulder an unfair FSCS burden - and what needs to change

Tom Hegarty shares his views on the FSCS levy and why things need to change...

Tom Hegarty
clock 08 January 2026 • 4 min read
FCA Consolidation Review: Key actions for firms navigating M&A

FCA Consolidation Review: Key actions for firms navigating M&A

What does best practice look like?

Professional Adviser
clock 07 January 2026 • 4 min read
FCA removes regulatory permissions from advice firm over breaches

FCA removes regulatory permissions from advice firm over breaches

Ups assets restriction and notes unpaid FOS award

Jen Frost
clock 22 December 2025 • 2 min read