PA360: FCA wants watertight documentation on pension transfer advice
‘Documentation, documentation, documentation’
All advisers working in pension transfers and consolidation must work to the principle of 'documentation, documentation, documentation' to ensure they meet exacting regulatory requirements, delegates heard.
LV= head of policy Philip Brown said advisers must start with the mindset of documentation first or risk even-greater scrutiny from the Financial Conduct Authority (FCA). "There is an unprecedented...
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