ESMA introduces CFD restrictions for sales to retail investors
Backed by FCA
Concerns have been raised in recent years about the suitability of CFDs for the retail market
ESMA has introduced a number of measures for the provision of contracts for differences (CFDs), including a ban on the sale or marketing of binary options to retail investors.
Following a consultation as announced in January, European Securities and Markets Authority (ESMA) has introduced leverage limits and negative balance protection on CFDs, while also banning the marketing,...
More on Regulation
FSCS reveals £4m spend on communications and advertising after increasing advisers' levy
Includes advertisements
FCA appoints Christopher Woolard as interim chief executive
Following Bailey's BoE role
PFS receives influx of complaints about claims management practices
40 complaints in less than a week
Percentage-based charging model under pressure, experts say
lang cat and Schroders speak about PROD
Rory Percival 'surprised' over latest FCA consumer harm warning
Regulator outlines adviser expectations for 2020
Back to Top
More news
FSCS reveals £4m spend on communications and advertising after increasing advisers' levy
Includes advertisements
Going it alone: Victor Sacks explains the highs and lows of starting his own advice business
The Pro Adviser Podcast
FCA appoints Christopher Woolard as interim chief executive
Following Bailey's BoE role
Chris Budd: How to help clients be happy and protect your business at the same time
'Self-limiting beliefs'
