Confirmation that the Financial Conduct Authority (FCA) can demand data from regulated firms about small self-administered scheme (SSAS) operations is a sign of "creeping regulation", according to a provider.
In its policy statement on retirement income data last month, the FCA stated regulated companies are required to give it data on products which fall outside of the watchdog's regulatory remit - such as...
Lost permissions two years ago
Advisers need to respond to FCA
Deadlines had been extended due to Covid-19
'Intellectually dishonest and... contrary to the law'
Systems, controls, governance and culture
Today at Westminster Magistrates Court
American-style capital protection barriers largely to blame
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
To offer multiple products