FCA fines and bans former Towry adviser for insider dealing in Ashcourt Rowan acquisition
Traded shares during takeover negotiations
The Financial Conduct Authority (FCA) has fined financial adviser Mark Taylor £36,285 and banned him for a period of at least two years for engaging in market abuse during its takeover negotiations with Ashcourt Rowan.
The FCA found that Taylor, an experienced financial adviser who had worked at Towry for two and a half years, bought shares in Ashcourt Rowan off the back of inside information accidentally provided to...
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