A director of a mortgage brokerage has been disqualified from acting as a company director for 13 years for misleading investors, the regulator and HMRC.
Peter Thomas Carron received the ban from the High Court following an investigation by the Insolvency Service. It found he misled investors by claiming the money invested in his brokerage Primose Associates...
Risking SM&CR breaches
Expanding the 'regulatory perimeter'
EU review to be completed this year
Part of raft of proposals to increase visability of SRI to retail investors
Learnings from Covid-19
Working on portfolio of unquoted healthcare investments
Managed by Benchmark Capital CIO Alex Funk
‘If you do not wish to offer protection advice, refer it’
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