Advisers' NY wish? Change of regulator

clock •

Financial advisers overwhelmingly voted a change of regulator would be the best thing the New Year could bring to improve their working life.

In the poll by the Marketing Innovation Forum, 44% cited support for a change of regulator as their top hope. The results follow the surprise resignation yesterday of FSA chief executive Hector Sants, who will leave in the summer.   More priority for advisers by providers was the second most popular option, receiving 21% of the vote, while a change of government came in third with 19%. Elsewhere, more consumer confidence was voiced by just 15% of respondents. Derek McGuire, co-founder of Marketing Innovation Forum, says: "As tends to be the case with any regulator, they've...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Treasury Committee flags potential bank tax Budget leak to FCA and Treasury

Treasury Committee flags potential bank tax Budget leak to FCA and Treasury

Dame Meg Hillier pens letter after Bloomberg article went live at 10:45am

Isabel Baxter
clock 29 October 2026 • 3 min read
FCA stands firm on not advocating for legislative change on AI

FCA stands firm on not advocating for legislative change on AI

‘That is the appropriate proportionate response’

Sophia Panayi
clock 22 October 2026 • 2 min read
FCA deputy CEO confirms simplified advice rules will  be published 'soon'

FCA deputy CEO confirms simplified advice rules will be published 'soon'

Sarah Pritchard speaks at the Investment Association Annual Dinner

Sophia Panayi
clock 22 October 2026 • 2 min read