Slimline FSA handbooks placed online

clock •

The FSA is rolling out a series of sector-specific regulation and guidance handbooks specifically targeted at small firms.

The new online publications, 14 in total and listed below, are 90% smaller than the full handbook as they contain only information relevant, for example, to an IFA firm selling investments only, while another bespoke rulebook contains information for IFA firms which look at investment, mortgage and general insurance products. A smaller version of the handbooks has been possible as electronic content strips out all irrelevant material and looks only at the rules relevant to that type of firm. Companies targeted in tailored handbooks are: Authorised professional firms Asset manage...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Technology

Utilities might be the next AI play for patient investors

Utilities might be the next AI play for patient investors

‘It’s less flashy than the tech sector’

Ian Aylward
clock 04 November 2026 • 3 min read
Openwork to build AI into latest technology suite with AdvisoryAI link-up

Openwork to build AI into latest technology suite with AdvisoryAI link-up

Advisers will be able to use meeting notes assistant Evie

Isabel Baxter
clock 04 November 2026 • 2 min read
Openwork targets 60 minutes per client savings through technology suite roll out

Openwork targets 60 minutes per client savings through technology suite roll out

Built on Plannr and Seccl

Jen Frost
clock 03 November 2026 • 2 min read