The FSA is running a TCF training seminar for compliance consultants in Norwich, giving them the chance to know what the regulator expects from firms.
The regulator says the aim of the seminar is to deliver messages to firms during a period where they are preparing for and being assessed on TCF. The training seminar will be interactive, allowing consultants to learn from each other, as well as the FSA. Speakers will go through practical examples of what the FSA means by TCF. This will includes going through what the regulator is looking for when it visits a firm. The seminar will take place in Norwich on 21 January and is for both small FSA regulated retail firms and compliance consultants with the emphasis on small firms, which ...
To continue reading this article...
Join Professional Adviser for free
Signup and gain exclusive members-only insights
- Unlimited access to real-time news, industry insights and market intelligence
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters
- Make smart business decisions with the latest developments in regulation, investing retirement and protection
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes
