FSA bans IFA for threatening behaviour

clock

The Financial Services Authority has banned IFA George Robert Piggott from carrying out regulated activities for his threatening behaviour to clients and his reliance on forged documents.

The ban follows a decision made by the Financial Services and Markets Tribunal on 2 January 2007, which found Piggott was not a fit and proper person as required by the Financial Services and Markets Act 2000. The tribunal found Piggott knowingly relied on documents which carried forged client signatures, recommended clients should lie to an insurance company, threatened some clients with litigation and verbal abuse and threatened a former employee with physical violence. Piggott repeatedly failed to accurately implement clients' instructions and he gave false and incomplete informatio...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

Private markets push meets adviser pragmatism: 'Real shift will come when advisers are empowered, not pressured'

Private markets push meets adviser pragmatism: 'Real shift will come when advisers are empowered, not pressured'

Higher proof-of-value demands and operational challenges keep private markets on margins of UK advice portfolios

Sahar Nazir
clock 19 December 2025 • 9 min read
Feel Good Friday: Tyndall Partnerships supports charity drive delivering Christmas aid to over 500 families

Feel Good Friday: Tyndall Partnerships supports charity drive delivering Christmas aid to over 500 families

Business development exec Lawrence Patrick joined charity The Mehiel Foundation

Professional Adviser
clock 19 December 2025 • 1 min read
Why human connection remains central in a digitally enabled advice sector

Why human connection remains central in a digitally enabled advice sector

'It is clear that the sector is moving through a significant period of transformation'

Tim Riseborough
clock 17 December 2025 • 3 min read