MiFID II, DB transfers and suitability: 2017's 10 most important regulation articles

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Tom Ellis
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MiFID II, DB transfers and suitability: 2017's 10 most important regulation articles

It was another busy year in regulation for financial advisers, but rather than getting to grips with new regulation 2017 was all about preparing for 2018 - when MiFID II and GDPR are set to come into effect. Here are the 10 most important regulation articles of 2017

1. FCA U-turns on adviser phone-recording rules In March the regulator turned back on its early Markets in Financial Instruments Directives II (MiFID II) proposals that would see advisers record all...

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