
It was another busy year in regulation for financial advisers, but rather than getting to grips with new regulation 2017 was all about preparing for 2018 - when MiFID II and GDPR are set to come into effect. Here are the 10 most important regulation articles of 2017
1. FCA U-turns on adviser phone-recording rules In March the regulator turned back on its early Markets in Financial Instruments Directives II (MiFID II) proposals that would see advisers record all...
To continue reading this article...
Join Professional Adviser
- Unlimited access to real-time news, industry insights and market intelligence.
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters.
- Make smart business decisions with the latest developments in regulation, investing retirement and protection.
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes.