professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Wrap/platforms

Wrap/platforms

Revealed: the FSA typo that excluded execution-only platforms

The Financial Conduct Authority (FCA) has confirmed execution-only platforms will be caught up by its cash rebate ban and has blamed a 'typographical error' for earlier confusion.

clock 26 April 2013 •

Wrap/platforms

FCA ban may scupper Axa Wealth 'loyalty deal'

The Financial Conduct Authority is to ban firms with platform and fund management arms effectively giving away platform services for free, in return for investment into its in-house funds.

clock 26 April 2013 •

Wrap/platforms

FCA concedes to platforms over marketing payments

The Financial Conduct Authority (FCA) is to allow platforms to receive payments from fund managers in relation to advertising products.

clock 26 April 2013 •

Wrap/platforms

FCA to permit unit rebates

The Financial Conduct Authority (FCA) is to permit rebates from fund managers to platforms in cash, provided they are passed on to consumers in full in the form of additional units.

clock 26 April 2013 •

Wrap/platforms

FCA consults on reading across platform rules to SIPPs

The Financial Conduct Authority (FCA) is to consult on reading across its rules on platforms to adjacent markets, such as the self-invested personal pension (SIPP) arena.

clock 26 April 2013 •

Wrap/platforms

FCA allows £1 de minimis cash rebates

The Financial Conduct Authority is to allow nominal ‘de minimis' cash rebates of £1 or less, despite outlawing the payments in all but name.

clock 26 April 2013 •

Wrap/platforms

FCA sets legacy rebate ban deadline at Apr 2016

Platforms must fully comply with the Financial Conduct Authority's (FCA's) ban on cash rebates from product providers to platforms by 6 April 2014, the regulator has stated.

clock 26 April 2013 •

Wrap/platforms

Platform rules: A tale of FSA U-turns

PLATFORMS

clock 25 April 2013 •

Wrap/platforms

Not so super: Ed Dymott examines our obsession with price

NOT SO SUPER

clock 25 April 2013 •

Wrap/platforms

Cofunds adds GAM DFM range to platform

Cofunds has added GAM's range of five risk-rated models to the platform.

clock 24 April 2013 •
130131132
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=wrap platforms&page type=listing page