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Regulation

RDR

Business post-RDR: How should you price your services?

Steve Billingham says no two firms will price for their services in exactly the same way after RDR. Nor should they…

clock 23 September 2010 •

Regulation

EU financial watchdogs get green light

The European Parliament has ratified the creation of a new framework for financial institutions designed to prevent a recurrence of the financial crisis.

clock 22 September 2010 •

RDR

More advisers searching for RDR qualifications info

An increasing number of advisers are seeking information about RDR-compliant qualifications, according to research from unbiased.co.uk.

clock 22 September 2010 •

Regulation

FSA fines advisers over Lehman-backed struc prods

The FSA has fined a firm and two individuals for failures in relation to the sale of Lehman-backed structured products between November 2007 and August 2008.

clock 22 September 2010 •

Regulation

Miton's Gray attacks banking regulation

Fund manager Martin Gray has attacked the failure of governments to adequately overhaul financial regulation.

clock 22 September 2010 •

RDR

Lakey to challenge Myners over long-stop

Alan Lakey is lobbying his MP in an effort to take Lord Myners "to task" for misleading parliament about reasons for the lack of a long-stop for advisers.

clock 21 September 2010 •

Regulation

FSA links with US regulator to strengthen global enforcement

The FSA and US Financial Industry Regulatory Authority (FINRA) have entered into a Memorandum of Understanding (MOU) to support more robust cooperation between the two regulators.

clock 21 September 2010 •

Regulation

Sesame to roll out compliance IT platform

Sesame members will be provided with a new compliance IT platform to help them manage their regulatory risks.

clock 17 September 2010 •

RDR

RDR Level 4 exam launched by 'new boys' Calibrand

Exam writers Calibrand have entered the market with an 'RDR-ready' QCF Level 4 offering for financial advisers.

clock 17 September 2010 •

RDR

CII hosts virtual classes for RO1

The Chartered Insurance Institute (CII) has launched a new virtual classroom to help advisers working towards a Diploma in Regulated Financial Planning.

clock 16 September 2010 •
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