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Regulation

Regulation

Sesame faces FSA complaint over UCIS 'mis-selling'

Sesame is facing an Financial Services Authority (FSA) complaint over allegedly negligent advice given by a member firm.

clock 14 June 2012 •

Regulation

FSA: Trust us and blow the whistle

The Financial Services Authority (FSA) has called on firms and individuals to tell them about bad behaviour within the marketplace to strengthen the regulator.

clock 14 June 2012 •

Regulation

FSA 'frustrated' at slow pace of regulatory change

The Financial Services Authority (FSA) has expressed its frustration at the slow pace at which changes to the regulatory structure are taking place.

clock 14 June 2012 •

Regulation

Charles Stanley profits take £1.6m FSCS levy hit

Charles Stanley, the stockbroking and investment management group, reported pre-tax profits fell 37% to £8.5m for the year ended 31 March 2012.

clock 14 June 2012 •

RDR

Towry: 'clear solution' for mass market advice post RDR

It has long been argued that one of the effects of RDR will be to leave middle England unable to afford financial advice. However, Towry chief executive Andrew Fisher has argued that actually there is a 'clear solution' to the problem.

clock 14 June 2012 •

Wrap/platforms

FSA delays platform fund reporting rules by a year

The Financial Services Authority (FSA) is delaying implementation of its platform fund reporting requirements by one year due to "operational issues" which have recently come to light.

clock 13 June 2012 •

Regulation

'Bland, boring, unnecessary' - Martin Lewis slams MAS

Martin Lewis, the man behind Money Saving Expert, has launched a blistering attack on the Money Advice Service (MAS), describing it as a 'narcissistic brand-building exercise'.

clock 13 June 2012 •

Regulation

FOS warns over email scam alert

The Financial Ombudsman Service (FOS) has today warned consumers of fraudulent emails claiming to be from members of its staff.

clock 13 June 2012 •

Regulation

Tory peer: Arch Cru failure 'reminiscent' of Madoff scandal

A Conservative peer has drawn parallels between the collapse of Arch Cru and the Bernie Madoff scandal, stressing the need for the regulator to do more to protect consumers.

clock 13 June 2012 •

Investment

Sants: NRock run would not have happened if King had listened to me

Outgoing Financial Services Authority (FSA) chief Hector Sants has claimed the run on Northern Rock could have been avoided if the central bank had taken on board his recommendations.

clock 13 June 2012 •
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