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Regulation

Regulation

Former Honister adviser jailed for £380k fraud

A former Honister adviser has been jailed for two years and nine months for swindling clients out of £380,000.

clock 23 August 2012 •

Regulation

Nadir jailed for ten years for Polly Peck theft

Former Polly Peck International (PPI) owner Asil Nadir has been jailed for ten years for stealing £29m from his businesses 20 years ago, the BBC reports.

clock 23 August 2012 •

Regulation

FSA hit 'nuclear option' on UCIS, says lawyer

The Financial Services Authority has hit the "nuclear option" with its plans to ban the sales of unregulated collective investment schemes (UCIS) to most retail customers, according to a regulatory law expert.

clock 23 August 2012 •

Charging

Dead as a... Are regulators driving IFAs to the brink of extinction?

DEAD AS A...

clock 23 August 2012 •

Adviser tips

Certainty or dismay? Two views on restrictive covenants

CONTRACTS

clock 23 August 2012 •

Economics / Markets

MPC veteran warns on plans to extend Bank's powers

The successor to Mervyn King will have an "unduly powerful role" thanks to Treasury plans to extend the powers available to the Bank of England (BoE), one of the bank's advisers has warned.

clock 23 August 2012 •

Regulation

FSA pulls back on small firm visits

The Financial Services Authority (FSA) is carrying out significantly fewer regulatory visits to small firms in what some suggest may reflect its changing view about the risks they pose to the industry.

clock 22 August 2012 •

Regulation

FSA says new UCIS rules could cut FSCS costs

The Financial Services Authority (FSA) believes its proposed rules on the promotion and sales of unregulated collective investment schemes (UCIS) could lead to a reduction in Financial Services Compensation Scheme (FSCS) costs for advisers.

clock 22 August 2012 •

Regulation

Polly Peck owner guilty of more theft charges

Business tycoon Asil Nadir has been found guilty of a total of ten charges of theft from his now-collapsed Polly Peck empire.

clock 22 August 2012 •

Regulation

How the FSA will tighten the promotion of UCIS

UCIS

clock 22 August 2012 •
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