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Regulation

Regulation

Compliance officer banned over UCIS failings

A compliance officer has received a partial prohibition from the Financial Services Authority (FSA) for failing to prevent unregulated collective investment scheme (UCIS) mis-selling by one of his firm's directors.

clock 17 August 2012 •

Adviser tips

What I really think: Phil Billingham

WHAT I REALLY THINK

clock 16 August 2012 •

Adviser tips

Two lesser-known perils of failing to obtain a SPS

SPS

clock 16 August 2012 •

RDR

From the Ed: Some stories should be told

FROM THE ED

clock 16 August 2012 •

Adviser tips

Why you need young professionals as clients (and six ways to get them)

THE PROFESSIONALS

clock 16 August 2012 •

RDR

James Hambro merges with Calkin Pattinson ahead of RDR

Private client manager James Hambro & Partners is to merge with rival Calkin Pattinson to create a combined group with £1bn in assets under management, advice and administration.

clock 16 August 2012 •

Regulation

AWD Chase de Vere opens Chester office

National IFA AWD Chase de Vere is to open an office in Chester.

clock 16 August 2012 •

Regulation

HMRC releases 'most wanted' tax fugitive list

Photos of HM Revenue & Customs' (HMRC's) 'most wanted' tax evaders have been posted online to prompt the public to report them.

clock 16 August 2012 •

Regulation

Honister: Will MacRobins outbluff the providers?

Yesterday's statement from MacRobins has raised the stakes in the stand off between itself and the ex-Honister providers. But how far is either party prepared to go in the fight to determine trail-commission ownership?

clock 15 August 2012 •

Regulation

MAS refers 0.2% of users to regulated financial advice

The Money Advice Service (MAS) referred just 0.2% of its 1.3 million users to regulated financial advice last year, it has been revealed.

clock 15 August 2012 •
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