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Regulation

Regulation

Second tax adviser jailed over £70m fraud

A second tax adviser working for the Vantis Tax group was today jailed for four years for his part in a £70m tax fraud.

clock 24 October 2012 •

Regulation

FSA charges former adviser over unauthorised activities

The Financial Services Authority (FSA) has charged a former adviser with six offences relating to investment advice given whilst unauthorised.

clock 24 October 2012 •

RDR

Network raid on struggling firms predicted

Networks may only find relief from their own financial troubles by raiding other struggling businesses, according to Ernst & Young.

clock 24 October 2012 •

Regulation

FSA fines two firms £250k for reporting failures

The Financial Services Authority (FSA) has fined two firms a total of £250,000 for failing to provide it with accurate and timely transaction reports.

clock 24 October 2012 •

Regulation

Sants defends tenure at FSA

Hector Sants, the former chief executive of the Financial Services Authority (FSA), has defended his tenure at the regulator, arguing the changes he made have put it "in good stead".

clock 24 October 2012 •

Investment

IFAs warned of consumer aversion to hourly rate charging

More than six in ten investors would stop using their independent financial adviser (IFA) if they were to begin charging on an hourly rate, research has suggested.

clock 24 October 2012 •

RDR

Independence vs restricted - your questions answered

Gillian Cardy goes through the top questions advisers have about independence versus restricted debate.

clock 23 October 2012 •

Pensions

FSA probe uncovers SIPP operator failings

A Financial Services Authority (FSA) thematic review has uncovered widespread failings among self-invested personal pension (SIPP) operators.

clock 23 October 2012 •

RDR

AWD: 'We won't take on clients with £50k or less'

AWD Chase De Vere will take on no new clients worth £50,000 or less following the Retail Distribution Review (RDR), according to the group's head of communications Patrick Connolly.

clock 23 October 2012 •

RDR

LV= launches RDR adviser charging strategy

Retirement specialist LV= has released its Retail Distribution Review (RDR) adviser charging strategy just nine weeks before the deadline.

clock 23 October 2012 •
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