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Your profession

Regulation

Arch cru and carbon credit advisers on FSCS' latest list of defaults

Carbon credit adviser Archer Bramley has been named as one of 28 investment and pensions firms declared in default by the Financial Services Compensation Scheme (FSCS) between May and August.

clock 24 September 2015 •

Regulation

Five things the Financial Advice Market Review could change

Five things the Financial Advice Market Review could change

clock 24 September 2015 •

Investment

'It's a stitch-up': Keydata finance director speaks out on FCA fine and ban

The former finance director of failed investment firm Keydata has called the regulator's decision to fine him £350,000 and ban him from working in financial services for life, an ‘ill-informed stich-up'.

clock 22 September 2015 •

Retirement

Guardian SIPP in talks with taxman over investor buyout of frozen funds

Guardian SIPP is in talks to allow investors trapped in troubled investments to buy their way out of paying mounting administration fees, and to have direct access to any money clawed back from the firms deemed liable for their losses.

clock 22 September 2015 •

Regulation

FCA exits and entrances: Nick Poyntz-Wright out in reshuffle

Industry stalwart Nick Poyntz-Wright has left his role as director of life insurance and financial advice at the regulator, following a high-level reshuffle of the Financial Conduct Authority's (FCA) top people.

clock 22 September 2015 •

Your profession

Brendan O'Ciobhain named PFS president

The Personal Finance Society (PFS) has named Chartered financial planner and managing director of Phoenix Wealth Management Brendan O'Ciobhain as president for 2015/16.

clock 22 September 2015 •

Regulation

FOS warns firms about misuse of clients' personal data

The Financial Ombudsman Service (FOS) has reminded firms of its power to order compensation where it deems a business has misused a client's personal information.

clock 22 September 2015 •

Your profession

Adviser noticeboard: Post-it note size stuff for IFAs

Adviser noticeboard: Post-it note size stuff for IFAs

clock 21 September 2015 •

Regulation

Former adviser body director general joins FCA committee

Former head of the predecessor to the Association of Professional Financial Advisers, Chris Cummings, has joined the Financial Conduct Authority's (FCA) regulatory decision making committee.

clock 21 September 2015 •

Regulation

Ongoing focus: The FCA, remuneration and incentives

The FCA, remuneration and incentives

clock 21 September 2015 •
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