Regulation

Integrity IFA ignores clients and ombudsman after unregulated investment complaints

Your profession

Integrity IFA ignores clients and ombudsman after unregulated investment complaints

Advice to invest in unregulated schemes

clock 11 October 2021 • 3 min read
FCA has not rejected a fund application in five years despite quality complaints

Investment

FCA has not rejected a fund application in five years despite quality complaints

Nick Miller has said funds ‘must improve’

clock 07 October 2021 • 1 min read
Ombudsman sides with SJP as client complains of £150k drop during pandemic volatility

Regulation

Ombudsman sides with SJP as client complains of £150k drop during pandemic volatility

£500 awarded for distress

clock 04 October 2021 • 3 min read
ABI urges government to reform advice/guidance framework

Regulation

ABI urges government to reform advice/guidance framework

Changes would help investors

clock 29 September 2021 • 4 min read
IFA firm to pay £15,000 compensation after LTA advice failure

Regulation

IFA firm to pay £15,000 compensation after LTA advice failure

‘Never got to grips with LTA regime’

clock 27 September 2021 • 3 min read
FCA bans adviser convicted for child grooming

Regulation

FCA bans adviser convicted for child grooming

Convicted in March 2017

clock 17 September 2021 • 1 min read
Advisers back FSCS levy cut plan as PIMFA urges FCA to go further

Regulation

Advisers back FSCS levy cut plan as PIMFA urges FCA to go further

Levy is 'bone of contention' for advisers

clock 15 September 2021 • 3 min read
FCA sets out strategy to tackle consumer investment harm

Regulation

FCA sets out strategy to tackle consumer investment harm

Boost access to investment market

clock 15 September 2021 • 6 min read
Adviser FSCS bills set to fall as FCA works to stabilise levy

Regulation

Adviser FSCS bills set to fall as FCA works to stabilise levy

FCA’s consumer strategy paper

clock 15 September 2021 • 3 min read
IA warns of problematic data gaps in response to FCA TCFD proposals

Investment

IA warns of problematic data gaps in response to FCA TCFD proposals

Lack of data could be detrimental

clock 14 September 2021 • 3 min read