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Regulation

Regulation

FCA moves to force firms to 'comply or explain' diversity targets

Regulator proposes new diversity disclosure requirements

clock 28 July 2021 • 2 min read

Investment

Regulator slashes SPAC capital raise requirement in confirmation of new rules

Host of new investor protection rules

clock 27 July 2021 • 3 min read

Regulation

Only one in 700 scams results in a fraud conviction

Convictions have slumped to their lowest level since 2007

clock 26 July 2021 • 2 min read

Regulation

FCA bans jailed adviser after fraud conviction

David King is serving a six-year and four-month sentence

clock 22 July 2021 • 1 min read

Regulation

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

Regulator tackles issues with new post-Brexit powers

clock 20 July 2021 • 3 min read

Regulation

Coalition including PIMFA and IA call for Online Safety Bill to cover paid-for internet ads

More than £2.3bn lost in a year to scams

clock 20 July 2021 • 2 min read

Regulation

FCA warns bosses on 'poor quality' ESG fund launch applications

Guiding principles also published

clock 19 July 2021 • 2 min read

Regulation

Advisers welcome cancelled suitability review

First suitability review came in 2017

clock 16 July 2021 • 4 min read

Regulation

FCA targets ratings and data providers in ESG focus; proposes TCFD disclosures from 2022

2021/22 Business Plan

clock 15 July 2021 • 1 min read

Regulation

FCA to review scope and coverage of FSCS compensation

Consumer investments strategy

clock 15 July 2021 • 3 min read
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