FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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‘Represents a clear conflict of interest’
In response to regulator's mission consultation
'Promote competitive markets'
Seeking personal details
‘Unnecessary’ and ‘unfair’ costs
Non-standard investments 'unnecessary' for most clients
Regulator flags due diligence failings
'Concerned' consumers could be scammed
Follows interest rate swaps scandal
FCA proposals 'do not go far enough'
30 January 2017
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1 min read
