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Regulation

Regulation

FCA to strengthen senior managers' regime with new measures

Rolled out to all regulated financial services firms from 2018

clock 28 September 2016 • 2 min read

Equity release

New equity release qualification will not solve advice issue, specialist warns

FCA proposed stand-alone qualification

clock 26 September 2016 • 3 min read

Regulation

Eight large-scale robo-advisers on the way, FCA says

Regulator accepted nine firms into advice unit

clock 22 September 2016 • 2 min read

Regulation

Advisers warn of risks in 'advice' definition change

Goverment plans to adopt MiFID definition of advice

clock 21 September 2016 • 6 min read

Pensions

Five issues the under-secretary of pensions must tackle

A 'wish list' from the pension industry

clock 16 September 2016 • 3 min read

Regulation

European Parliament overwhelmingly backs last-minute rejection of PRIIPs KID standards

Concerns over projection of future performance

clock 14 September 2016 • 3 min read

Regulation

FCA moves to ban former Barclays Wealth director for 'reckless' misconduct

He misled the firm's board

clock 14 September 2016 • 3 min read

Regulation

FCA mulls standalone equity release qualification

Wants to spur adviser interest

clock 14 September 2016 • 2 min read

Regulation

FCA backs away from fund charge cap in competition study - report

Paper due in Q4

clock 12 September 2016 • 1 min read

Retirement

Retirement and regulation: The summer's best bits

A summer recap

clock 08 September 2016 • 2 min read
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