To be absorbed by regulator's handbook
‘I don’t agree with the characterisation of the MPs statement’
'Too often fails to perform its functions to a reasonable standard'
Fine relates to failure to disclose certain arrangements with Qatari entities
'The modern adviser requires a holistic approach'
FCA CEO term to end next year
Have you considered file checks on annual review cases?
‘Every individual social post or communication must comply with the rules’
The formation of a new government – now just over 100 days’ old – has brightened the spotlight on UK financial services regulation, writes IIMI CEO Dani Hristova