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Regulation

Regulation

Thousands of DB transfers carried out by firms that lost permissions

19 firms lost transfer permissions since 2015

clock 04 January 2019 • 1 min read

Regulation

SimplyBiz launches attack on proposed £350,000 FOS limit

'PI insurers may leave market'

clock 02 January 2019 • 2 min read

Regulation

DB, re-platforming, SJP and more: PA's 10 most-read stories of 2018

Even some GDPR fun

clock 31 December 2018 • 5 min read

Regulation

Professional Adviser's Heroes and Villains of 2018

Our list of this year’s saints and sinners

clock 28 December 2018 • 6 min read

Your profession

Three moments in 2018 that changed advice forever

New entrants, MiFID II and SIPPs

clock 27 December 2018 • 2 min read

Regulation

A year in regulation: Stirring through GDPR, MiFID II, PROD and more

10 key regulation stories from 2018

clock 21 December 2018 • 4 min read

Regulation

Patrick Wheeler: 'Dear Santa …' - a cautionary data privacy tale

A GDPR nightmare before Christmas … again

clock 21 December 2018 • 6 min read

Regulation

FCA sexual misconduct and discrimination complaints increase three-fold in 2018

Regulator fears ‘re-emergence of cosy boys’ clubs and men-only networks’

clock 20 December 2018 • 3 min read

Pensions

Two arrested as TPR probes suspected £18m pension fraud

370 people may have transferred

clock 19 December 2018 • 1 min read

Regulation

'Gender diversity in firms has not shifted much' - FCA's Woolard

'Core part of firm assessment'

clock 19 December 2018 • 1 min read
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