FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Consultation paper published today
Among 24 investment and life and pension firms named
Focus on compliance, fees and risk
Pair were convicted in 2014
FCA is in process of regulating the market
Concerns over projection of future performance
Paper due in Q4
Successful motion passed in EU last week
Risk profiles not matching
16 November 2016
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3 min read
