professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Author profile

Laura Miller

Laura Miller

Professional Adviser

A journalist since 2009, Laura is in her second stint as news editor of Professional Adviser, where she has worked for a number of years. She specialises in uncovering problems in retail finance, and has reported on some of the biggest failures in the investment world, including Keydata, Arch Cru and Harlequin Property.

Follow

Articles by Laura Miller

RDR

RDR delay: Qualified advisers on why they need extra year

Highly-qualified IFAs are calling on the FSA to heed MPs' calls to delay the RDR for 12 months so they can adapt their businesses in time to swerve a potential mass market advice gap.

clock 21 July 2011 •

Regulation

IFA directors fined and banned for mis-selling UCIS

The Financial Services Authority (FSA) has banned and fined two directors of an IFA firm for giving unsuitable advice on unregualted collective investment schemes (UCIS).

clock 20 July 2011 •

Investment

FSCS probes IFA liability on Arch cru advice

The Financial Services Compensation Scheme (FSCS) is investigating whether investors have the right to claim compensation against closed IFAs who advised on the CF Arch cru Investment and Diversified funds.

clock 20 July 2011 •

Economics / Markets

Stock market crash risk rising: thinktank

The threat of a stock market crash has risen to a "one in three" chance, the chief executive of the respected Centre for Economics and Business Research has warned.

clock 20 July 2011 •

Investment

MP warns govt: probe FSA or face Arch cru II

Labour MP Russell Brown has accused the government of trying to "sweep the failures of the Financial Services Authority (FSA) under the carpet", after it refused a parliamentary debate into the regulatory oversight of those managing the failed Arch cru...

clock 18 July 2011 •

Regulation

TSC vs the FSA: reaction round-up

The industry is split on the merits of the Treasury Select Committee's (TSC) key recommendation to delay the RDR for 12 months until 1 January 2014.

clock 16 July 2011 •

Regulation

Where the TSC disagreed (and agreed) with the FSA

The Treasury Select Committee (TSC) may have lost the battle with the Financial Services Authority (FSA) over the RDR, but in the long war of financial services regulation it will seek to have its recommendations written into the successor Financial Conduct...

clock 16 July 2011 •

Regulation

The FSA's latest thinking on RDR

The Financial Service Authority's (FSA) evidence to the Treasury Select Committee (TSC) offers a look at the regulator's most up-to-date thinking on the shape of things pre and post-RDR.

clock 16 July 2011 •

Regulation

TSC to launch inquiry into FCA accountability

The Treasury Select Committee (TSC) will begin an inquiry into the accountability of the successor regulator to the Financial Services Authority (FSA), the Financial Conduct Authority (FCA).

clock 16 July 2011 •

Regulation

FSA says 'so what?' to TSC's RDR concerns

The Treasury Select Committee (TSC) has called for a 12 month delay to the RDR to enable more advisers to reach Level 4, among a series of other concessions, but the FSA has flatly refused any negotiation on a change to its plans.

clock 16 July 2011 •
204205206
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad