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Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

Fewer than half of DB transfers deemed suitable by FCA

One-quarter 'unsuitable'

clock 03 October 2017 • 2 min read

Wrap/platforms

Elevate delivers first six-month upgrade programme

'Focus on efficiency'

clock 29 September 2017 • 2 min read

Companies

Beaufort Group looking for growth-hungry advisers and firms

Targeting 'younger, ambitious advisers'

clock 29 September 2017 • 1 min read

Regulation

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

clock 28 September 2017 • 2 min read

Regulation

FCA: Firms may have to consider existing investments in streamlined advice

Risk-profiling issues also flagged

clock 28 September 2017 • 2 min read

Wrap/platforms

'Re:Platforming' - Conclusions from our in-depth survey

Impact on advisers and clients

clock 27 September 2017 • 5 min read

Wrap/platforms

FCA held discussions with seven platforms on re-platforming

Regularly speaks with re-platformers

clock 27 September 2017 • 1 min read

Regulation

Intelliflo forms working group to address challenges of GDPR

GDPR in force May 2018

clock 26 September 2017 • 2 min read

Wrap/platforms

FCA rejects call for 'confusing' point of sale disclosure review

'Firms determine how to communicate with consumers'

clock 26 September 2017 • 2 min read

Wrap/platforms

ATS hires ex-FCA senior adviser Ron Baxter as chair

Also worked at PRA

clock 26 September 2017 • 1 min read