professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

Follow

Articles by Scott Sinclair

Your profession

Firms must submit new adviser details quarterly

New details the FSA requires from firms about its individual advisers will be collected on a quarterly basis, the regulator says.

clock 01 July 2010 •

uncategorised

The great reformer - An exclusive interview with Steve Webb

New pensions minister Steve Webb on auto-enrolment, a new Pensions Act and why regulation "isn't evil".

clock 01 July 2010 •

Your profession

Clarkson Hill trading on AIM suspended

Share trading in Clarkson Hill has been temporarily suspended after the national IFA failed to submit its annual accounts.

clock 01 July 2010 •

Your profession

EU will not limit size of banker bonuses

Bankers' bonuses will be subject to new limits from next year, EU members agreed last night, although the rules do not limit the size of bonuses that can be paid.

clock 01 July 2010 •

Mortgages

Charges against England dressing room fan dropped

Charges against the London mortgage broker who walked into the England football players' dressing room after the World Cup match against Algeria have been dropped.

clock 30 June 2010 •

Your profession

FSA refers two firms to enforcement after with-profits review

Two unnamed firms have been referred to the FSA's enforcement division for further investigation following a review of the £330bn with-profits sector.

clock 29 June 2010 •

Your profession

FSA confirms Jon Pain exit in 2011

The FSA today confirmed the departure of head of supervision Jon Pain.

clock 29 June 2010 •

RDR

RDR: More exams equal fewer mistakes says FSA

Advisers who hold higher minimum qualifications will be more competent and less likely to make mistakes resulting in the recommendation of unsuitable products, the FSA says today.

clock 28 June 2010 •

RDR

RDR: FSA to up scrutiny of individual advisers

The FSA today unveiled plans to develop its capability to monitor individual advisers.

clock 28 June 2010 •

Investment

FSA mulled factoring on GPPs over up-front cost concerns

The FSA has ruled out allowing provider factoring on group personal pensions (GPP) advice despite admitting concerns over up-front costs.

clock 25 June 2010 •
246247248
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad