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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

RDR

RDR trail commission rules may create more orphaned clients

Concerns are mounting over the number of orphaned clients post-RDR after the FSA said a customer's new adviser could inherit their existing trail commission.

clock 15 October 2010 •

uncategorised

Pension limits: How ISAs, MIPs and VCTs can help your clients

Cutting the annual pension allowance to £50,000 has been welcomed by the industry, but the move has immediate implications for higher earners.

clock 14 October 2010 •

Your profession

Investors seek legal advice after FSA press 'leak' crackdown

Institutional investors are preparing to take a stand against an FSA diktat clamping down on contact between the City and the press.

clock 14 October 2010 •

Investment

UK banks to invest £1.5bn in small businesses

UK banks have proposed creating a £1.5bn ‘business growth fund' to invest in small businesses.

clock 14 October 2010 •

Your profession

IFP unveils CPD gap-fill tool for CFP members

The IFP has mapped its CFP certification standards against the RDR qualification learning outcomes to help members identify their CPD gap-fill requirements.

clock 13 October 2010 •

Your profession

SJP denies compensation to investors 'fully aware' of Carron

St James's Place (SJP) is close to completing a compensation package for some 30 investors who collectively lost millions of pounds in investments made by a former senior partner.

clock 13 October 2010 •

Your profession

Bankers expect massive pay rises - papers

More than half of Britain's bankers expect to see substantial rises in their bonus payouts this year, according to a survey by eFinancialCareers, the City recruitment agency.

clock 12 October 2010 •

Your profession

New Hargreaves CEO Gorham granted £6m worth of shares

New Hargreaves Lansdown chief executive Ian Gorham has been granted 1.3 million shares worth more than £5.7m under the wealth manager's executive share option scheme.

clock 08 October 2010 •

Protection

FSA bans insurance broker for inadequate resources

The FSA has cancelled an insurance broker's Part IV permissions for failing to meet its capital adequacy requirements.

clock 08 October 2010 •

Your profession

Stephen Lansdown raises £58m after cutting Hargreaves stake

Stephen Lansdown, co-founder of wealth manager Hargreaves Lansdown, today sold a near 3% stake in the business, raising some £58m.

clock 07 October 2010 •
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