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News

FCA: 'Firms should not need to wait for us to make changes'

Consumer Duty

FCA: 'Firms should not need to wait for us to make changes'

Regulator’s Lucy Castledine reflects on Consumer Duty six months in

clock 28 February 2024 • 2 min read
Advisers are 'privileged' when it comes to grasping vulnerability

Your profession

Advisers are 'privileged' when it comes to grasping vulnerability

‘This industry is the closest to understanding vulnerability’

clock 28 February 2024 • 2 min read
1-in-5 adults with stock market investments 'struggle' to find an IFA

Your profession

1-in-5 adults with stock market investments 'struggle' to find an IFA

Shortage of IFAs and wealth managers is 'unlikely' to improve

clock 28 February 2024 • 2 min read
Treasury and FCA must be 'brave and bold' on advice/guidance review

Regulation

Treasury and FCA must be 'brave and bold' on advice/guidance review

Targeted support proposal could be ‘game changing’ for consumers

clock 28 February 2024 • 5 min read
St James's Place slumps 30% after £426m client refunds provision

Companies

St James's Place slumps 30% after £426m client refunds provision

SJP made a £426m provision to refund clients on ongoing advice fees

clock 28 February 2024 • 3 min read
St James's Place slumps 30% after £426m client refunds provision

Companies

St James's Place slumps 30% after £426m client refunds provision

SJP made a £426m provision to refund clients on ongoing advice fees

clock 28 February 2024 • 3 min read
FCA plan to publicise investigations sparks industry concerns

Your profession

FCA plan to publicise investigations sparks industry concerns

The measures aim to improve transparency in enforcement cases

clock 27 February 2024 • 3 min read
Jeremy Hunt set to cut National Insurance in Spring Budget - reports

Tax planning

Jeremy Hunt set to cut National Insurance in Spring Budget - reports

Chancellor expected to cut NI rather than income tax in next week’s speech

clock 27 February 2024 • 1 min read
FCA unveils measures for more transparent enforcement cases

Your profession

FCA unveils measures for more transparent enforcement cases

The regulator to improve transparency around enforcement cases

clock 27 February 2024 • 2 min read
Single-adviser firm sells to local IFA as he 'shuns consolidators'

Companies

Single-adviser firm sells to local IFA as he 'shuns consolidators'

Simon Aucott sells his firm to Staffordshire-based IFA Bank House

clock 27 February 2024 • 2 min read
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