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RDR

RDR

Revealed: The FSA's nine RDR 'success indicators'

The Financial Services Authority (FSA) has outlined how it will measure the success of the retail distribution review (RDR), presenting nine key indicators and setting baselines for the post-implementation review.

clock 15 November 2011 •

Networks/Clubs

Higginson: Sort out industry representation...or else

Sesame Bankhall Group chief executive George Higginson has warned the advisory community it risks having further unwanted reforms thrust upon it if it does not better represent itself.

clock 14 November 2011 •

Investment

Tisa calls for tighter control of DIFs

Stronger systems and controls are needed to limit conflict of interest issues arising from distributor influenced funds (DIFs), Tisa has said.

clock 14 November 2011 •

RDR

FSA pledges to iron out independence wrinkles

The Financial Services Authority (FSA) said it is likely to release further guidance on what is required to be independent post RDR after admitting some practitioners still have questions on the issue.

clock 11 November 2011 •

RDR

Two months left before the 'real RDR deadline'

Two months left before the ‘real RDR deadline' - are you compliant with the required professional standards under the RDR?

clock 10 November 2011 •

RDR

Adviser charging: FSA proposes new guidance on provider facilitation

The Financial Services Authority (FSA) has proposed new guidance outlining how product providers can facilitate the payment of adviser and consultancy charges to intermediaries.

clock 10 November 2011 •

RDR

Transparency troubles advisers ahead of RDR

A significant proportion of advisers do not know if their business is ready to meet the FSA's new transparency requirements as set out in the retail distribution review (RDR), according to research.

clock 10 November 2011 •

RDR

Six ways your platform will change under RDR

Nucleus technical communications manager Terry Huddart explains how the platform industry is preparing for the new regulatory landscape

clock 10 November 2011 • 4 min read

RDR

No laughing matter: Don't miss the deadline!

Julie Hepworth, group regulatory manager at Perspective Financial Group, explains how to make sure your gap-fill evidence is up to scratch.

clock 10 November 2011 •

Structured Products

The structured product police: Is this a good idea?

Structured products are again in the regulatory firing line but this time it is providers - rather than IFAs - which are in the FSA's sights.

clock 10 November 2011 •
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