FSMT
Your profession
The Financial Services Authority should separate the team investigating regulatory breaches and the team which decides whether to take action against companies, suggests a review of the FSA's enforcement action process.
20 July 2005
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Your profession
The Financial Services and Markets Tribunal has for the first time today upheld a decision by the Financial Services Authority to refuse an application for authorisation to carry out regulated activity by a company and its three individuals.
16 February 2005
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Your profession
The Financial Services and Markets Tribunal has just released its judgement on the case involving a mis-selling charge levied against insurer Legal & General.
18 January 2005
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