On hearing the news the FCA has relaxed the regulations around the 10% drop notification rule until 1 October, Ray Tubman assesses what this really means for platforms and financial advisers...
In the midst of the global pandemic, at a time when there is much to worry about in the world, the regulator has seen fit to relax the MiFID II2 Depreciation rule to enable firms to focus on the far more...
Systems, controls, governance and culture
Following more reviews
Beyond the FCA's seven considerations
‘Ensure vulnerability is taken seriously’
For smaller and medium firms
'There will be more consolidation'
Fee-based revenue fell 13%