FCA relaxing 10% depreciation rule: The view from the platform's side
Ray Tubman: "Our data analysis has shown that investors don’t just panic sell as soon as receiving a notification."
On hearing the news the FCA has relaxed the regulations around the 10% drop notification rule until 1 October, Ray Tubman assesses what this really means for platforms and financial advisers...
In the midst of the global pandemic, at a time when there is much to worry about in the world, the regulator has seen fit to relax the MiFID II2 Depreciation rule to enable firms to focus on the far more...
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Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022