In the latest of his articles on the realities of the Senior Managers & Certification Regime (SM&CR), Mark Greenwood looks at the mechanics of changing roles and Senior Manager functions under the new regime now it is in place…
It has rarely - if ever - been said that compliance suffers from a lack of acronyms. However, I've decided to introduce a few more in this article by taking a look at the HR within SM&CR. And, I warn...
Transfer did not proceed
Martin Lines outlines key issues
Fit and proper deadline
An IT or regulatory challenge?
Standard Life Aberdeen's financial advice business 1825 has made changes to its leadership team that will see joint-leaders take charge of its financial planning and advice teams.
Entered administration in February
Occupational pensions schemes will be required to direct savers to take guidance on pension withdrawals under new provisions to boost engagement.
40% increase year-on-year