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Mark Greenwood: "SM&CR introduces a breadth of new rules and guidance that firms must follow."
In the latest of this series of articles on the upcoming Senior Managers and Certification Regime, Mark Greenwood takes an in-depth look at the new fitness and propriety requirements
You will no doubt be aware that the implementation date of the Senior Managers and Certification Regime (SM&CR) for solo-regulated firms is 9 December 2019. Fitness and Propriety is a key area under...
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