Chris Davies: What is 'regtech' and how it can help your compliance?
Subset of fintech
Chris Davies: "One of the key benefits regtech can bring is a diagnostic assessment for conduct and culture across key risk drivers such as individual biases and poor communications."
The relatively new idea of 'regtech' comes in many forms, writes Chris Davies, as he takes a look at the now-burgeoning sector and the potential solutions it can offer to advice businesses
The term 'regtech' was coined in 2015 by the Financial Conduct Authority (FCA) which described it as "a subset of fintech that focuses on technologies that may facilitate the delivery of regulatory requirements...
More on Technology
Pressure mounts on FCA to tackle Google ad scams as sector says it's shown 'little appetite' to help
Monthly meetings not enough
MPs investigate future of post-Brexit financial services
Post-EU regulation
FCA authorisation fees set to rocket 70% in planned restructure
Consultation paper
Back to Top
More news
Lee Fisher: Why we decided to outsource our investment proposition
'Spent 18 months agonising'
Updated: DB schemes that provide GMPs must revisit and top-up historic CETVs 'where necessary' - landmark ruling
GMP equalisation litigation judgment
Not yet 30 and buying out his firm: Award-winner Alex Johnston's financial planning journey
Cherry Reynard talks to New Talent Awards 2020 Financial Adviser of the Year Alex Johnston, who tells the story of his so-far short but unique career...
Transatlantic advice consolidator Kingswood takes majority stake in MHC in $5.1m deal
Confirmed intentions in May
