A financial adviser is poised for a legal showdown with a controversial lead generation firm employing a banned IFA, after he said it failed so dramatically to provide the advertised service it amounted to "deception and fraud".
Why would anyone commit a physical crime when non-physical crime is so much more rewarding?
The Financial Conduct Authority (FCA) has fined a former investment analyst at Aviva Investors £139,000 and banned him from working in the financial services industry for failing to act with honesty and integrity.
The rogue trader who brought down Barings Bank is back with a new venture aimed at helping companies avoid the kind of risks his former employer failed to.
The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.
HM Revenue and Customs (HMRC) is reportedly planning to close 170 regional tax offices in a bid to cut hundreds of millions of pounds from its budget.
The Financial Conduct Authority (FCA) is seeking to extend the ban on commission to peer-to-peer (P2P) investments.
Who is the road being designed for?
Draft report into City Equities ordered by FCA and seen by Professional Adviser details widespread failings
A failed stockbroker has sent 1,000 claims to the Financial Services Compensation Scheme (FSCS) - with just 300 of them amounting to £4m to be paid for by investment advisers.