As regulatory demands on advisers intensify, Maria Merricks finds out whether it is realistic for smaller businesses to take care of their own compliance affairs.
The biggest regulatory overhaul ever seen in the financial advice industry, the Retail Distribution Review (RDR) has led the majority of advisers to revaluate their business models and adapt crucial aspects...
Caring for children and elderly relatives
Similar to June 2007
Square Mile’s series of informal interviews
Fine reduced to £60,000
Two roles created