The Financial Conduct Authority (FCA) has seen the Upper Tribunal uphold the bans and fines it gave to Stewart Ford and Mark Owen, the respective former CEO and sales director of Keydata Investment Services.
The tribunal found both men acted without integrity and failed to deal with the FCA's predecessor - the Financial Services Authority - in a co-operative and open way. It said both Ford and Owen made false...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till