The Financial Conduct Authority (FCA) has highlighted a number of concerns about the compliance and risk standards of firms employing algorithmic trading techniques.
In a report entitled Algorithmic Trading Compliance in Wholesale Markets, published on Monday (12 February), the regulator said the complex nature of algorithmic trading means poor oversight could turn...
An added tier of asset management can of course deliver additional benefits for certain investors, writes Graham Bentley - just be sure you can justify it to the regulator and, especially, the client
The government is "in daily contact" with industry figures over the pensions dashboard as it prepares for the roll-out and its feasibility report, Guy Opperman has said.
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From 1 April 2019
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