FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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IFM ‘poorly advised’ clients to transfer out of DB pension schemes
Must be registered with TRS by 1 Sept
On transactions between November 2007 and March 2017
Follows three recent cases
Fines also falling
Firm's financial position misstated
Will continue to fine firms
In addition to $425m fine from US regulator
Tariq Carrimjee fined £89,000
Treasury consultation released