Think positive!

StrATEGY

Professional Adviser
clock

It is easy to get frustrated with compliance work, says Brett Davidson of FP Advance, but if you box clever, it can also be a valuable marketing tool

You only have to open an industry publication to read the latest round of criticism aimed at the FSA's stance on compliance. However, getting frustrated with the regulator is not going to add any value whatsoever to your business. The first step in using compliance as a marketing tool is to adopt an attitude that sees the opportunities in compliance rather than the roadblocks and the costs. Compliance is required by law and everyone must comply. On that basis you don't have a choice and everyone is in the same boat - this is a level-playing field. Idea one - Tell them what you do: The ini...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on uncategorised

Building Society-owned Newcastle Financial Advisers acquires Openwork firm

First of a number of acquisitions

Hannah Godfrey
clock 09 December 2019 • 1 min read

Bond managers fear hedges being undermined as liquidity dries up

The recent sell off in the bond market and growing liquidity issues have forced bond investors to use similar hedging techniques, undermining their effectiveness and causing concerns about how much downside protection funds really have.

Anna Fedorova
clock 03 July 2013 •

Police launch investigation into mortgage middleman fined £1m

West Midlands Police have launched a fraud investigation into a Birmingham financier over his role in sale and rent back agreements.

clock 25 June 2013 •