The Financial Conduct Authority (FCA) has banned the former director of an advice firm for causing clients to lose more than £2m in high risk schemes.
Simon Mark Silva-Peake was head of discretionary Quintillion Asset Management when he caused or allowed the misappropriation of £659,270 of clients' funds, and transferred £2m of clients' money into inappropriate...
Three years at Wells Fargo
Effective from 9 December 2019
One firm with permission suspensions left
Continuing the Architas education series for clients.
Needs to apply for authorisation